Developing Industry
Standards And Best Risk
Practices For The New
Regulatory World Order
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Basel III  Dodd-Frank  Volcker Rule  CCAR
 Capital Management Stress Testing 
Systemic Risk Data Management  Living Wills
Derivatives  Liquidity  Operational Risk

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LESS THAN A WEEK TO GO: Less than 1 week before 200+ CROs, Heads of Risk & Risk Executives meet in New York City   |   REGISTRATION: Last few places remaining for Masterclasses - Don't miss Risk & Regulation USA 2013
Hear From 50
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Paige Crop
Donna Howe, 
CRO,
 Sovereign Bank

Paige Wisdom, 
CRO,
 
Freddie Mac

Daniel Rodriguez Credit Suisse



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Dan Rodriguez, 
CRO, Americas Equities,
 Credit Suisse
Geoff Craddock, 
CRO,
 Oppenheimer Funds

C-Level Executives Include:
• Chief Risk Officer, Santander Holdings US
• Chief Risk Officer, Americas Equities, Credit Suisse
• Chief Risk Officer, Nomura Holdings America
• Chief Risk Officer, Global Arbitrage & Trading, RBC
• Chief Risk Officer, OppenheimerFunds
• 
Chief Risk Officer, Freddie Mac

Gary Mandelblatt



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Gary Mandelblatt, 
CRO,
 Nomura Holdings America

Sanjay Sharma, 
CRO, Global Arbitrage & Trading,
 RBC
Tim MacDonald



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Tim MacDonald, 
CRO,
 Boston Private Bank

Attilio Meucci, 
CRO,
 
Kepos Capital

Heads & Directors Of Risk Management Include:
• Head of Consumer Operational Risk, JP Morgan
• MD, Risk Control, UBS
• Global Head of Portfolio Risk Management, PIMCO
• MD, Derivatives Officer, Guardian Life 
• Global Head of Operational Risk, Citigroup
• SVP, Head of Economic Capital, HSBC N.A.

Adam Gilbert



Will Kugler
Adam Gilbert, 
Head of Regulatory Policy,
 JP Morgan

William Kugler, 
Chief Market & Liquidity Officer,
 Capital One
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Scott Chastain
William De Leon, 
Global Head Portfolio Risk,
 PIMCO

Scott Chastain, 
Global Team Lead Model Risk Audit,
 Goldman Sachs

Other Speakers Include:
• Head of Operational Risk, RBS Americas
• MD, Risk Systems & Technology, Citigroup
• Director, Regulatory Policy, Barclays
• SVP Risk Analytics, GE Capital 
• EVP Risk, Head Enterprise Portfolio Management, PNC
 SVP, Global Banking Markets Risk Bank of America

Jeff Samuel



Anthony Rose




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Jeffrey Samuel, 
Head of Regulatory Policy Americas,
 Barclays
Anthony Rose, 
CFO, Equities Division,
 Credit Suisse
Charles Taylor, 
ChairBasel Committee SIG
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Oliver Jakob hi res



Jim Haught
Atanas Goranov, 
MD, Derivatives Officer,
 Guardian Life

Oliver Jakob, 
International CRO,
 Mitsubishi UFJ

Jim Haught, 
Global Director, Capital and ICAAP,
 State Street 
Regulatory Speakers Include:
• SVP, Head of Supervisory Policy, Federal Reserve
  Bank of New York
& Co-Chair of the Basel

  Committee's Working Group on Liquidity
• Deputy Director, Financial Stability Policy &  
  Research, 
Federal Reserve Board

• Deputy Comptroller Regulatory Policy, Office of the
  Comptroller of the Currency
and Chair, Basel
  Committee SIG

Plus many, many more across two days, keynote addresses, panel discussions and two streams!

RR Masterclasses

Reasons To Attend Risk & Regulation USA 2013, North America’s Premier Risk and Regulation Summit:

  • An overview of the relevant issues and focus of the Basel Committee's Standards Implementation Group from Charles Taylor, Deputy Comptroller Regulatory Policy at the OCC and Chair, Basel Committee's Standards Implementation Group
  • Unrivalled insights, discussions and debate on the critical risk management challenges faced with implementing regulatory changes from more than 13 CROs, 23 Heads of Risk Departments and over 40 different FIs
  • Hear CROs from Santander, Credit Suisse and RBC assess the challenges, opportunities and skillsets required by financial risk professionals by 2019
  • Understand how regulation will change and shape the Financial Services industry and the consistency of a level playing field from Senior Risk Executives from OppenheimerFunds, Boston Private Bank, Freddie Mac and the New York Fed
  • Next-Generation Stress Testing: Gather an understanding of how GE Capital and HSBC are utilizing stress testing as a management process and not just a regulatory requirement
  • Hear how Credit Suisse, UBS, Barclays and Deutsche Bank identify and overcome uncertainty and effectively comply with the Volcker Rule, Dodd-Frank, new capital requirements and multiple global regulations
  • Acquire the latest skillsets and strategies for creating a firm-wide strategy for implementing systems and aggregating data from the Head of Risk Systems and Technology at Citigroup
  • Global Head of Portfolio Risk Management, PIMCO and the Head of Derivatives, Guardian Life addressing the new margin rules and requirements for OTC swaps and derivatives
  • Comprehensive Capital Analysis Review (CCAR): Goldman Sachs, State Street and Bank of America addressing the quantitative, financial and implementation challenges for FIs
  • How to effectively comply with Living Wills: operational requirements, what regulators want to see, practical implementation and timescale, action required by subsidiaries of foreign owned banks and the impact on non-SIFIs
  • Heads of Operational Risk from JP Morgan, Citigroup and RBS evaluating how to effectively ‘measure’ reputational risk – tracking, impacts and implications the dangers and harnessing the opportunities
  • Network with 200+ colleagues and peers from more than 15 countries, 70 FIs, over two-days, with over 8 hours of networking and interaction and over 50 different sessions

















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